Cratylus (423-427)

Socrates. If we wished to designate that which is above and is light, we should, I fancy, raise our hand towards heaven in imitation of the nature of the thing in question; but if the things to be designated were below or heavy, we should extend our hands towards the ground; and if we wished to mention a galloping horse or any other animal, we should, of course, make our bodily attitudes as much like theirs as possible.

Hermogenes. I think you are quite right; there is no other way.

Socrates. For the expression of anything, I fancy, would be accomplished by bodily imitation of that which was to be expressed.

Hermogenes. Yes.

Socrates. And when we wish to express anything by voice or tongue or mouth, will not our expression by these means be accomplished in any given instance when an imitation of something is accomplished by them?

Hermogenes. I think that is inevitable.

Socrates. A name, then, it appears, is a vocal imitation of that which is imitated, and he who imitates with his voice names that which he imitates.

Hermogenes. I think that is correct.

Socrates. By Zeus, I do not think it is quite correct, yet, my friend.

Hermogenes. Why not?

Socrates. We should be obliged to agree that people who imitate sheep and cocks and other animals were naming those which they imitate.

Hermogenes. Yes, so we should.

Socrates. And do you think that is correct?

Hermogenes. No, I do not; but, Socrates, what sort of an imitation is a name?

Socrates. In the first place we shall not, in my opinion, be making names, if we imitate things as we do in music, although musical imitation also is vocal; and secondly we shall make no names by imitating that which music imitates. What I mean is this: all objects have sound and shape, and many have color, have they not?

Hermogenes. Certainly.

Socrates. Well then, the art of naming is not employed in the imitation of those qualities, and has nothing to do with them. The arts which are concerned with them are music and design, are they not?

Hermogenes. Yes.

Socrates. Here is another point. Has not each thing an essential nature, just as it has a color and the other qualities we just mentioned? Indeed, in the first place, have not color and sound and all other things which may properly be said to exist, each and all an essential nature?

Hermogenes. I think so.

Socrates. Well, then, if anyone could imitate this essential nature of each thing by means of letters and syllables, he would show what each thing really is, would he not?

Hermogenes. Certainly.

Socrates. And what will you call him who can do this, as you called the others musician and painter? What will you call this man?

Hermogenes. I think, Socrates, he is what we have been looking for all along, the name-maker.

Socrates. If that is the case, is it our next duty to consider whether in these names about which you were asking—flow, motion, and restraint—the namemaker grasps with his letters and syllables the reality of the things named and imitates their essential nature, or not?

Hermogenes. Certainly.

Socrates. Well now, let us see whether those are the only primary names, or there are others.

Hermogenes. I think there are others.

Socrates. Yes, most likely there are. Now what is the method of division with which the imitator begins his imitation? Since the imitation of the essential nature is made with letters and syllables, would not the most correct way be for us to separate the letters first, just as those who undertake the practice of rhythms separate first the qualities of the letters, then those of the syllables, and then, but not till then, come to the study of rhythms?

Hermogenes. Yes.

Socrates. Must not we, too, separate first the vowels, then in their several classes the consonants or mutes, as they are called by those who specialize in phonetics, and also the letters which are neither vowels nor mutes, as well as the various classes that exist among the vowels themselves? And when we have made all these divisions properly, we must in turn give names to the things which ought to have them, if there are any names to which they can all, like the letters, be referred, from which it is possible to see what their nature is and whether there are any classes among them, as there are among letters. When we have properly examined all these points, we must know how to apply each letter with reference to its fitness, whether one letter is to be applied to one thing or many are to be combined; just as painters, when they wish to produce an imitation, sometimes use only red, sometimes some other color, and sometimes mix many colors, as when they are making a picture of a man or something of that sort, employing each color, I suppose, as they think the particular picture demands it. In just this way we, too, shall apply letters to things, using one letter for one thing, when that seems to be required, or many letters together, forming syllables, as they are called, and in turn combining syllables, and by their combination forming nouns and verbs. And from nouns and verbs again we shall finally construct something great and fair and complete. Just as in our comparison we made the picture by the art of painting, so now we shall make language by the art of naming, or of rhetoric, or whatever it be.

Socrates. No, not we; I said that too hastily. For the ancients gave language its existing composite character; and we, if we are to examine all these matters with scientific ability, must take it to pieces as they put it together and see whether the words, both the earliest and the later, are given systematically or not; for if they are strung together at haphazard, it is a poor, unmethodical performance, my dear Hermogenes.

Hermogenes. By Zeus, Socrates, may be it is.

Socrates. Well, do you believe you could take them to pieces in that way? I do not believe I could.

Hermogenes. Then I am sure I could not.

Socrates. Shall we give up then? Or shall we do the best we can and try to see if we are able to understand even a little about them, and, just as we said to the gods a while ago that we knew nothing about the truth but were guessing at human opinion about them, so now, before we proceed, shall we say to ourselves that if anyone, whether we or someone else, is to make any analysis of names, he will have to analyze them in the way we have described, and we shall have to study them, as the saying is, with all our might? Do you agree, or not?

Hermogenes. Yes, I agree most heartily.

Socrates. It will, I imagine, seem ridiculous that things are made manifest through imitation in letters and syllables; nevertheless it cannot be otherwise. For there is no better theory upon which we can base the truth of the earliest names, unless you think we had better follow the example of the tragic poets, who, when they are in a dilemma, have recourse to the introduction of gods on machines. So we may get out of trouble by saying that the gods gave the earliest names, and therefore they are right. Is that the best theory for us? Or perhaps this one, that we got the earliest names from some foreign folk and the foreigners are more ancient than we are? Or that it is impossible to investigate them because of their antiquity, as is also the case with the foreign words?

Socrates. All these are merely very clever evasions on the part of those who refuse to offer any rational theory of the correctness of the earliest names. And yet if anyone is, no matter why, ignorant of the correctness of the earliest names, he cannot know about that of the later, since they can be explained only by means of the earliest, about which he is ignorant. No, it is clear that anyone who claims to have scientific knowledge of names must be able first of all to explain the earliest names perfectly, or he can be sure that what he says about the later will be nonsense. Or do you disagree?

Hermogenes. No, Socrates, not in the least.

Socrates. Now I think my notions about the earliest names are quite outrageous and ridiculous. I will impart them to you, if you like; if you can find anything better, please try to impart it to me.

Hermogenes. I will do so. Go on, and do not be afraid.

Socrates. First, then, the letter rho seems to me to be an instrument expressing all motion. We have not as yet said why motion has the name κίνησις; but it evidently should be ἴεσις, for in old times we did not employ eta, but epsilon. And the beginning of κίνησις is from κίειν, a foreign word equivalent to ἰέναι (go). So we should find that the ancient word corresponding to our modern form would be ἴεσις; but now by the employment of the foreign word κίειν, change of epsilon to eta, and the insertion of nu it has become κίνησις, though it ought to be κιείνεσις or εἶσις. And στάσις (rest) signifies the negation of motion, but is called στάσις for euphony. Well, the letter rho, as I was saying, appeared to be a fine instrument expressive of motion to the name-giver who wished to imitate rapidity, and he often applies it to motion. In the first place, in the words ῥεῖν (flow) and ῥοή (current) he imitates their rapidity by this letter, then in τρόμος (trembling) and in τρέχειν (run), and also in such words as κρούειν (strike), θραύειν (break), ἐρείκειν (rend), θρύπτειν (crush),κερματίζειν (crumble), ῥυμβεῖν (whirl), he expresses the action of them all chiefly by means of the letter rho; for he observed, I suppose, that the tongue is least at rest and most agitated in pronouncing this letter, and that is probably the reason why he employed it for these words. Iota again, he employs for everything subtle, which can most readily pass through all things.

Socrates. Therefore he imitates the nature of ἰέναι (go) and ἵεσθαι (hasten) by means of iota, just as he has imitated all such notions as ψυχρόν (cold, shivering), ζέον (seething), σείεσθαι (shake), and σεισμός (shock) by means of phi, psi, sigma, and zeta, because those letters are pronounced with much breath. Whenever he imitates that which resembles blowing, the giver of names always appears to use for the most part such letters. And again he appears to have thought that the compression and pressure of the tongue in the pronunciation of delta and tau was naturally fitted to imitate the notion of binding and rest. And perceiving that the tongue has a gliding movement most in the pronunciation of lambda, he made the words λεῖα (level), ὀλισθάναιν (glide) itself, λιπαρόν (sleek), κολλῶδες (glutinous), and the like to conform to it. Where the gliding of the tongue is stopped by the sound of gamma he reproduced the nature of γλισχρόν (glutinous), γλυκύ (sweet), and γλοιῶδες (gluey). And again, perceiving that nu is an internal sound, he made the words ἔνδον (inside) and ἐντός (within), assimilating the meanings to the letters, and alpha again he assigned to greatness, and eta to length, because the letters are large. He needed the sign Ο for the expression of γόγγυλον (round), and made it the chief element of the word. And in this way the lawgiver appears to apply the other letters, making by letters and syllables a name for each and every thing, and from these names he compounds all the rest by imitation. This, Hermogenes, appears to me to be the theory of the correctness of names, unless, indeed, Cratylus has some other view.

Hermogenes. Truly, Socrates, as I said in the beginning, Cratylus often troubles me a good deal; he declares that there is such a thing as correctness of names, but does not say clearly what it is; and so I cannot tell whether he speaks so obscurely about it on any given occasion intentionally or unintentionally. So now, Cratylus, tell me, in the presence of Socrates, do you like what Socrates says about names, or have you a better theory to propose? And if you have, tell us about it; then you will either learn from Socrates or instruct both him and me.

Cratylus. But, Hermogenes, do you think it is an easy matter to learn or teach any subject so quickly, especially so important an one as this, which appears to me to be one of the most important?